Parker Poe’s securities and compliance attorneys have experience assisting clients with capital raising, securities compliance, corporate governance, stock exchange listing requirements and other general corporate matters. As members of the GRC team, we regularly assist public companies with the following:

  • All aspects of securities laws compliance (including Form 10-Ks, Form 10-Qs, Form 8-Ks, Proxy Statement and other SEC reporting)
  • Stock exchange listing requirements
  • Responding to SEC inquiries
  • Establishing and refreshing governance practices
  • Risk programs and internal reporting, including board oversight
  • Designing and implementing internal and external communications programs
  • Advising boards and management on succession issues
  • Sustainability and corporate responsibility