Archives: General Counsel

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The Compliance Version of Giving Tuesday, Cyber Monday, and Black Friday

There are a few things that compliance officers and other in-house counsel can take away from the late-November giving-shopping-doing spree (other than exhaustion!). With a bit of creativity, you can turn the sales and service holidays into compliance tips to carry forward into the new year. Taken in reverse order: Let’s think about reconstituting Giving … Continue Reading

Rise Above ‘Why Compliance Programs Fail’ With Behavioral-Based Tips

I recently cracked open my Harvard Business Review to the article on “Why Compliance Programs Fail.” I read with great interest the authors’ theory on how weak, milque-toast metrics can result in check-the-box, paper-only compliance programs. I don’t disagree at all, but I have a few practical suggestions to add. The authors cite, as have … Continue Reading

In Light of the Brand Memo, Has the Way of Compliance Gone by the Wayside?

After then-U.S. Associate Attorney General Rachel Brand issued a memorandum (known as the “Brand Memo“) in January 2018, which some have interpreted as recanting all reliance on DOJ guidance documents, what’s next? Call me Pollyanna, but I contend that “the way of compliance” is here for good. Pun intended. First, annual survey results list compliance matters as … Continue Reading

Five Common Compliance Myths

The recently released Society of Corporate Compliance and Ethics 2017 Compliance and Ethics Officer and Staff Salary Survey contains a host of interesting CCO and other compliance personnel compensation information. Also interesting is the survey’s profile data regarding compliance professionals and their companies. The SCCE is a nonprofit association of more than 5,800 members, including … Continue Reading

Evolution of the General Counsel: A TerraLex Report

TerraLex recently published The General Counsel Excellence Report 2017, which tracks the continuing evolution of the role of corporate general counsel to encompass important nontraditional areas of focus and responsibilities. TerraLex, a referral network of more than 150 law firms (including Parker Poe) in more than 100 countries, sponsored similar surveys in 2013 and 2015. … Continue Reading
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